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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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PERG 4.6 Advising on regulated mortgage contracts

BIPRU 7.8 Securities underwriting

CASS 8.3 Records and internal controls

CASS 6.7 Treatment of custody assets after a failure

CONC 2.10 Mental capacity guidance

CONC 8.3 Pre contract information and advice requirements

MCOB 8.5A Advised sales

COBS 4.12 [deleted]

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

SUP 10A.7 FCA required functions

EG 3.7 Investigations to assist overseas authorities (section 169)

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

EG 18.1 Cancellation on the FCA’s own-initiative

DEPP 7.1 Application and purpose

FEES App 1.3 Application Fees

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 20.3 Decision making under the CCA Order

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974