Search Result

361 - 380 of 1215 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money

MAR 5A.6 Finalisation of transactions

As Published: 2017

MAR 5A.6 Finalisation of transactions

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

SYSC 4.5

As Published: 2015

SYSC 4.5

GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes