Search Result

361 - 380 of 1456 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

LR 9.4 Documents requiring prior approval

As Published: 2021

LR 9.4 Documents requiring prior approval

DISP 1.5 Complaints resolved by close of the third business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the third business day

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants