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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

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EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

As Published: 2016

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

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Effective Period

Similar To

FIT 1.2 Introduction

COLL 12.2 UK UCITS management companies

RCB 4.2 Enforcement powers and penalties

PERG 9.2 Introduction

CASS 8.3 Records and internal controls

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

DTR 5.2 Acquisition or disposal of major proportions of voting rights

PERG 5.1 Application and purpose

PERG 2.5 Investments and activities: general

REC 2A.4 Power and procedure for RAP penalties and censures

EG 4.9 Involvement of FCA supervisors during the investigation phase

COCON 3.1 General factors for assessing compliance

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

DISP 1.3 Complaints handling rules

REC 3.21 Criminal offences and civil prohibitions

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 9.8 The effect of the FCA's decision to make a prohibition order

EG 2.6 Assisting overseas regulators

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974