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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 5.3 Policy on the use of skilled persons

SUP 5.5 Duties of firms

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

EG 19.32 The Payment Accounts Regulations 2015

SYSC 2.2 Recording the apportionment

SUP 10A.16 How to apply for approval and give notifications

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

SUP 8.4 Reliance on waivers

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SUP 8.7 Varying waivers

SUP 4.4 Appropriate actuaries

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

PERG 9.1 Application and Purpose

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

FEES 6.5 Compensation costs

SYSC 4.2 Persons who effectively direct the business

DISP 1.10B Payment services and electronic money complaints reporting

REC 3.18 Membership