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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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PERG 5.14 Exemptions

PERG 15.2 General

PERG 14.2 General issues

PERG 14.7 Exemptions

PERG 15.1 Introduction

SUP 6.1 Application, interpretation and purpose

PERG 5.4 The business test

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SUP App 3.6 Freedom to provide services

EG 10.5 Section 198: the FCA’s policy [deleted]

RCB 4.2 Enforcement powers and penalties

DTR 1C.2 Modifying rules and consulting the FCA

RCB 6.2 Policy on decision and warning notices

APER 1.1A Application

REC 4.4 Complaints

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

REC 2.13 Promotion and maintenance of standards

PERG 9.7 The investment condition: the 'reasonable investor'