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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT