Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

ICOBS 8.1 Insurers: general

SUP 2.1 Application and purpose

SUP 15.8 Notification in respect of particular products and services

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

COLL 6.6B UCITS depositaries

REC 4.6 The section 296 power to give directions

EG 19.10 Enterprise Act 2002

GEN 1.2 Referring to approval by the FCA

SYSC 6.1 Compliance

FIT 1.3 Assessing fitness and propriety

COLL 6.6A Duties of AFMs in relation to UCITS schemes

SYSC 18.3 Internal arrangements

PERG 4.13 Other exemptions

PERG 8.37 AIFMD Marketing

DEPP 5.1 Settlement decision makers

BIPRU 2.2 Internal capital adequacy standards

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy