Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 6.6 Supervision

SUP 3.8 Rights and duties of auditors

SUP 15.11 Notification of COCON breaches and disciplinary action

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

EG 2.5 Cases where other authorities have an interest

REC 3.15 Suspension of services and inability to operate facilities

REC 2.2 Method of satisfying the recognition requirements

DEPP 6.4 Financial penalty or public censure

CASS 7A.2 Primary pooling events

GEN 2.2 Interpreting the Handbook

REC 3.26 Proposals to make regulatory provision

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

SUP 6.2 Introduction

REC 2.13 Promotion and maintenance of standards

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

DISP App 1.4 Policy reconstruction

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

MAR 7A.4 Requirements when providing direct electronic access

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

DISP 1.11 The Society of Lloyd's