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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

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SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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