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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

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CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

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COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

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SUP 16.16 Prudent valuation reporting [deleted]

As Published: 2012

SUP 16.16 Prudent valuation reporting [deleted]

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 15.11 Notification of COCON breaches and disciplinary action

DTR 5.4 Aggregation of managed holdings

DEPP 3.3 Straightforward decisions

EG 7.9 Suspensions of voting rights

COLL 8.4 Investment and borrowing powers

APER 2.1A The Statements of Principle

DTR 5.2 Acquisition or disposal of major proportions of voting rights

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

EG 6.1 Publicity during FCA investigations

MAR 7A.3 Requirements for algorithmic trading