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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

As Published: 2015

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

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SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

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Similar To

BIPRU 9.1 Application and purpose

BIPRU 5.8 Maturity mismatches

COBS 20.5 With-profits governance

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

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IPRU-INV 1.1 PURPOSE

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

SUP 10A.14 Changes to an FCA-approved person's details

REC 2.16 Complaints

MCOB 4.11 Sale and rent back: advising and selling standards

CONC 2.7 Distance marketing