Related provisions for MAR 7A.1.1

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MAR 10.4.8DRP
(1) 1This direction applies to:(a) a MiFID investment firm3; and (b) a UK branch of a third country investment firm. (2) An investment firm in (1) trading in a commodity derivative or emission allowance outside a trading venue must, where the FCA is the competent authority of the trading venue where that commodity derivative or emission allowance is traded, provide the FCA with a report containing a complete breakdown of:(a) their positions taken in those commodity derivatives
MAR 10.4.9DRP
[deleted]3
SYSC 18.6.2RRP
SYSC 18.6.1R applies to a third country investment firm as if it were a MiFID investment firm2 (unless it is a collective portfolio management investment firm) when the following conditions are met:(1) it carries on MiFID or equivalent third country business; and(2) it carries on the business in (1) from an establishment in the United Kingdom.
SYSC 18.6.3GRP
When considering what procedures may be appropriate for the purposes of SYSC 18.6.1R(1), a UK MIFID investment firm or a third country investment firm may wish to consider the arrangements in SYSC 18.3.1R(2).
MAR 6.1.1RRP
MAR 6.3A (Quality of execution) and MAR 6.4A (Quotes in respect of non-equity instruments) apply to the following firms when dealing in the United Kingdom:21(1) a MiFID investment firm which is a systematic internaliser2; or(2) a third country investment firm which is a systematic internaliser2.[Note: article 35(8) of MiFID]2
SYSC 10A.1.1RRP
1Subject to the exemptions in SYSC 10A.1.4R, this chapter applies to a firm:(1) that is a:(a) MiFID investment firm3; or(b) full-scope UK AIFM; or(c) small authorised UK AIFM or residual CIS operator; or(d) [deleted]3(e) UCITS management company; or(f) MiFID optional exemption firm, performing activities covered by the exemption; or(g) [deleted]3(h) third country investment firm; or(i) that carries on activities referred to in the general application rule related to:(i) commodity