Search Result

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

…

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

…

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

…

SUP 16.16 Prudent valuation reporting [deleted]

As Published: 2012

SUP 16.16 Prudent valuation reporting [deleted]

…

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

…

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 1.1 Application and interpretation

COLL 11.4 Depositaries

SUP 10A.15 References and accurate information

APER 2.1A The Statements of Principle

REC 1.2 Purpose, status and quotations, notes or references

FEES App 1.1 Introduction

PERG 4.8 Administering a regulated mortgage contract

CONC 5A.1 Application, purpose and guidance

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

LR 19.2 Requirements for listing

DEPP 6.5 Determining the appropriate level of financial penalty

SUP 10A.7 FCA required functions

FEES App 1.3 Application Fees

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products