Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 2.4 'Mystery shopping'

COND 2.2 Location of offices

EG 4.13 Preliminary findings letters and preliminary investigation reports

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

SUP 12.1 Application and purpose

PERG 5.4 The business test

SUP App 3.3 Background

PERG 11.2 Guidance on property investment clubs

PERG 13.6 CRD IV [deleted]

REC 4.6A The section 192C power to direct qualifying parent undertakings

INSPRU 1.5 Internal-contagion risk

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

SYSC 4.9

DISP App 1.3 Remortgaging

COBS 4.2 Fair, clear and not misleading communications

DTR 1C.2 Modifying rules and consulting the FCA

APER 1.1A Application

REC 4.4 Complaints

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

EG 9.6 Applications for variation or revocation of prohibition orders