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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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Effective Period

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LR 20.5 Disclosures

LR 17.4 [deleted]

EG 4.11 Approach to interviews and interview procedures

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

PERG 5.1 Application and purpose

INSPRU 7.1 Application

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

REC 2A.4 Power and procedure for RAP penalties and censures

CONC 3.5 Financial promotions about credit agreements not secured on land

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

LR 13.7 Circulars about purchase of own equity shares

APER 3.1 Introduction

LR 8.6 Criteria for approval as a sponsor

COND 2.2 Location of offices

SYSC 4.1 General requirements

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

DEPP 6.5A The five steps for penalties imposed on firms

FEES 9.2 PSR fees