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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

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SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

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SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

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CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

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EG 4.11 Approach to interviews and interview procedures

EG 9.2 The FCA’s general policy in this area

PERG 9.1 Application and Purpose

IPRU-INV 5.4 Financial resources requirement

REC 2A.4 Power and procedure for RAP penalties and censures

COLL 6.12 Risk management policy and risk measurement

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

EG 19.17 Regulated Covered Bonds Regulations 2008

COLL 1.2 Types of authorised fund

SYSC 4.9

EG 11.3 The FCA’s choice of powers

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]