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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

EG 19.35 Data Reporting Services Regulations 2024

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2024

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action