Related provisions for SUP 18.2.45
1 - 7 of 7 items.
The Society must establish and maintain effective arrangements to monitor and manage risk arising from:(1) conflicts of interest (including in relation to (2) to (4));(2) inter-syndicate transactions, including reinsurance to close and approved reinsurance to close;(3) related party transactions; and(4) transactions between members and itself.
The assessment is a continuing process, starting when the scheme promoters first approach the appropriate regulator8 about a proposed scheme. Each regulator will have an interest in assessing the scheme.8Among the considerations that may be relevant to both the depth of consideration each gives to, and each regulator's8 opinion on, a scheme are:88(1) the potential risk posed by the transfer to its statutory objectives8;8(2) the purpose of the scheme;(3) how the security of policyholders'
Table This table belongs to IPRU(INV) 1.2.4R3
Chapters 1 and 2 |
|
Securities and futures firm (which is not a MiFID investment firm) |
Chapters 1 and 3 |
The Society of Lloyd's (in relation to underwriting agents) and members' advisers |
Chapters 1 and 4 |
Chapters 1 and 5 |
|
Chapters 1 and 6 |
|
Chapters 1 and 11 |
|
Chapters 1 and 11 |
|
Chapters 1 and 13 |
|
[deleted] 4 |
[deleted] 4 |