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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

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SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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