Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 10A.1 Application

SYSC 4.8

PERG 2.5 Investments and activities: general

COLL 11.5 Auditors

BIPRU 8.6 Consolidated capital resources

PERG 12.3 Rights under a personal pension scheme

SUP 3.6 Firms' cooperation with their auditors

SUP App 2.15 Run-off plans for closed with-profits funds

COBS 14.2 Providing product information to clients

SUP 12.5 Contracts: required terms

COLL 4.8 Notifications for UCITS master-feeder arrangements

COLL 4.1 Introduction

PERG 8.36 Illustrative tables

COBS 6.1A Adviser charging and remuneration

COLL 9.4 Facilities in the United Kingdom for schemes recognised under section 272 of the Act

IPRU-INV 5.4 Financial resources requirement

PRIN 4.1 Principles: MiFID business

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

DEPP 6.2 Deciding whether to take action

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy