Search Result

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

…

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

…

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

…

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

…

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

…

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

…

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

PERG 8.12 Exemptions applying to all controlled activities

MAR 4.3 Support of the Takeover Panel's Functions

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

SUP 16.3 General provisions on reporting

REC 2.2 Method of satisfying the recognition requirements

SUP 10C.13 Variation of conditional and time-limited approvals

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

DISP 1.10A Complaints data publication rules

PERG 2.7 Activities: a broad outline

SUP 10C.10 Application for approval and withdrawing an application for approval

MAR 10.4 Position reporting

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974