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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

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EG 6.1 Publicity during FCA investigations

REC 2.4 Suitability

DEPP 2.3 Decision notices and second supervisory notices

COND 2.7 Business model

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

EG 19.7 The Open-Ended Investment Companies Regulations 2001

PRIN 1.1 Application and purpose

DEPP 6.7 Discount for early settlement

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

REC 3.6 Constitution and governance

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REC 3.2 Form and method of notification

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

PERG 9.6 The investment condition (section 236(3) of the Act): general

PERG 9.3 The definition

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up