Search Result
COLL 6.12 Risk management policy and risk measurement
As Published: 2011
COLL 6.12 Risk management policy and risk measurement
…
BIPRU 7.1 Application, purpose, general provisions and non-standard transactions
As Published: 2006
BIPRU 7.1 Application, purpose, general provisions and non-standard transactions
…
DISP App 3.2 The assessment of a complaint
As Published: 2017
DISP App 3.2 The assessment of a complaint
…
COBS 11.6 Use of dealing commission [deleted]
As Published: 2007
COBS 11.6 Use of dealing commission [deleted]
…
COBS 6.1F Using a platform service for arranging and advising
As Published: 2011
COBS 6.1F Using a platform service for arranging and advising
…
MAR 5.3A Systems and controls for algorithmic trading
As Published: 2017
MAR 5.3A Systems and controls for algorithmic trading
…
MAR 5A.5 Systems and controls for algorithmic trading
As Published: 2017
MAR 5A.5 Systems and controls for algorithmic trading
…
MCOB 13.4A Data sharing with other charge holders
As Published: 2015
MCOB 13.4A Data sharing with other charge holders
…
MCOB 7A.4 Foreign currency loans and significant exchange-rate movement disclosure
As Published: 2016
MCOB 7A.4 Foreign currency loans and significant exchange-rate movement disclosure
…
FEES App 1 Annex 1A Application Fees payable
As Published: 2024
FEES App 1 Annex 1A Application Fees payable
…
CONC 7.19 Notice of default sums under P2P agreements
As Published: 2014
CONC 7.19 Notice of default sums under P2P agreements
…
CONC 5A.1 Application, purpose and guidance
As Published: 2014
CONC 5A.1 Application, purpose and guidance
…
COBS 11.2 Best execution for AIFMs and residual CIS operators
As Published: 2007
COBS 11.2 Best execution for AIFMs and residual CIS operators
…