Search Result

281 - 300 of 1318 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SUP 12.7 Notification and reporting requirements

As Published: 2002

SUP 12.7 Notification and reporting requirements

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording