Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 2.1 Statutory notices

EG 2.9 FCA guidance and supporting materials

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.7 Investigations to assist overseas authorities (section 169)

REC 5.2 Application process

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 16.3 General provisions on reporting

DEPP 6.4 Financial penalty or public censure

REC 4.8 The section 298 procedure

DTR 1.4 Suspension of trading

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PERG 2.5 Investments and activities: general

PRIN 1.1 Application and purpose

SYSC 18.3 Internal arrangements

BIPRU 7.10 Use of a Value at Risk Model

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

EG 2.12 Co-operation

REC 2.5 Systems and controls, algorithmic trading and conflicts

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

SUP 10C.14 Changes to an FCA-approved person’s details