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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing