Search Result

1341 - 1360 of 1510 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

INSPRU 9.1 Actions for damages

As Published: 2006

INSPRU 9.1 Actions for damages

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

As Published: 2004

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF