Search Result

101 - 120 of 1432 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

MAR 9.1 Application, approach and structure

As Published: 2017

MAR 9.1 Application, approach and structure

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

PERG 13.2 General

As Published: 2011

PERG 13.2 General

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR