Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

COLL 8.6 Termination, suspension, and schemes of arrangement

CASS 1A.3 Responsibility for CASS operational oversight

CASS 11.3 Responsibility for CASS operational oversight

COLL 7.1 Introduction

GENPRU 1.1 Application [deleted]

ICOBS 6.2 Pre-contract information: general insurance contracts

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

REC 3.14 Products, services and normal hours of operation

SUP 15.2 Purpose

REC 1.2 Purpose, status and quotations, notes or references

SUP 8.6 Publication of waivers

SYSC 10.2 Chinese walls

SUP 11.5 Notifications by firms

SYSC 22.8 Policies and appointed representatives

FEES App 1 Annex 4 Glossary of definitions

CONC 7.9 Contact with customers

ICOBS 2.4 Record-keeping

REC 3.6 Constitution and governance

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy