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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

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SYSC 4.8

As Published: 2015

SYSC 4.8

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EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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