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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

As Published: 2016

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

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PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

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MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

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BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

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Similar To

EG 11.3 The FCA’s choice of powers

DEPP 1.1 Application and Purpose

TC 1.1 Who, what and where?

COBS 20.5 With-profits governance

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

PRIN 2.1 The Principles

COLL 5.3 Derivative exposure

PERG 13.5 Exemptions from MiFID

SUP 16.14 Client money and asset return

MCOB 12.1 Application

MAR 5A.8 Reporting requirements

CASS 12.1 Application

PERG 15.7 Transitional provisions [deleted]

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

PERG 4.2 Introduction

PERG 8.3 Financial promotion

MCOB 9.1 Application

PERG 6.7 Examples

SYSC 10.2 Chinese walls

DISP 3.6 Determination by the Ombudsman