Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

…

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

As Published: 2016

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

…

EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

…

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

…

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 6.1C Consultancy charging and remuneration

CONC 10.1 Application and purpose

COBS 18.1 Trustee Firms

REC 6.3 Recognition requirements

REC 4.3 Risk assessments for UK recognised bodies

COLL 8.6 Termination, suspension, and schemes of arrangement

EG 2.12 Co-operation

COBS 6.1A Adviser charging and remuneration

COBS 14.2 Providing product information to clients

REC 2A.3 Guidance on RAP recognition requirements

DISP App 1.4 Policy reconstruction

COCON 2.1 Individual conduct rules

MAR 5A.3 Specific requirements for OTFs

PERG 4.12 Appointed representatives

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration