Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

…

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

…

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

…

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

…

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

…

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

…

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

SUP 15.3 General notification requirements

COLL 4.3 Approvals and notifications

PERG 10.5 Employers and affinity groups (such as trade unions)

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

SUP 8.3 Applying for a waiver

DEPP 6A.2 Deciding whether to take action

SUP 12.2 Introduction

PERG 2.6 Specified investments: a broad outline

EG 19.10 Enterprise Act 2002

SUP 6.2 Introduction

GEN 2.2 Interpreting the Handbook