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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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CONC 3.6 Financial promotions about credit agreements secured on land

As Published: 2014

CONC 3.6 Financial promotions about credit agreements secured on land

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

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