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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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COBS 4.12 [deleted]

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

LR 10.4 Class 2 requirements

SUP 11.6 Subsequent notification requirements by firms

CREDS 8.3 Approved persons

EG 5.1 Settlement and the FCA – an overview

FEES 9.1 Application and purpose

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

CASS 1A.3 Responsibility for CASS operational oversight

APER 1.1A Application

PERG 4.1 Application and purpose

REC 4.4 Complaints

DISP 1.10A Complaints data publication rules

FEES 6.5A The retail pool

SUP 2.4 'Mystery shopping'

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

GEN 6.1 Payment of financial penalties

REC 2.2 Method of satisfying the recognition requirements