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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

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BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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COBS 4.12 [deleted]

As Published: 2007

COBS 4.12 [deleted]

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

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