Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

REC 2.15 Discipline

FEES 6.5 Compensation costs

PERG 16.4 Acting as a depositary of an AIF

SUP 16.4 Annual controllers report

SUP 12.1 Application and purpose

PERG 9.4 Collective investment scheme (section 235 of the Act)

GEN 5.1 Application and purpose

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

SYSC 4.2 Persons who effectively direct the business

EG 2.11 Senior management responsibility

MIPRU 3.1 Application and purpose

GEN 1.2 Referring to approval by the FCA

PERG 8.23 Regulated activities

PERG 8.2 Introduction

FEES 6.5A The retail pool

SUP 11.2 Purpose

DTR 5.8 Procedures for the notification and disclosure of major holdings

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy