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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

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SUP 12.7 Notification and reporting requirements

As Published: 2002

SUP 12.7 Notification and reporting requirements

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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Similar To

SYSC 18.3 Internal arrangements

SUP 10A.12 Procedures relating to FCA-approved persons

SUP 15.9 Notifications by members of financial conglomerates

SUP 6.1 Application, interpretation and purpose

SUP 12.1 Application and purpose

PERG 5.4 The business test

MAR 5A.8 Reporting requirements

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

EG 5.3 The basis of settlement discussions

DTR 1.4 Suspension of trading

EG 12.4 Liaison with other prosecuting authorities

RCB 4.2 Enforcement powers and penalties

RCB 6.2 Policy on decision and warning notices