Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

…

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

…

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

…

PERG 15.2 General

As Published: 2011

PERG 15.2 General

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

BIPRU 9.3 Requirements for originators and sponsors

CONC 13.1 Application

PERG 12.6 Advising on conversion or transfer of pension benefits

CASS 6.4 Use of safe custody assets

CASS 9.2 Prime broker's daily report to clients

IPRU-INV 5.12 Counterparty risk requirement (CRR)

BIPRU 9.5 Synthetic securitisation

BIPRU 1.2 Definition of the trading book

COBS 4.13 UCITS

PERG 4.16 Mortgage activities

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

CASS 5.6 Client money distribution

COLL 7.6 Schemes of arrangement

PERG 5.1 Application and purpose

COBS 14.2 Providing product information to clients

PERG 5.11 Other aspects of exclusions

DISP 3.3 Dismissal without consideration of the merits and test cases

PERG 15.2 General