Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

…

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

…

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 5.3A Systems and controls for algorithmic trading

FEES 2.2 Late Payments and Recovery of Unpaid Fees

MAR 5A.5 Systems and controls for algorithmic trading

REC 2.4A Management body

GEN 4.3 Letter disclosure

COBS 11.6 Use of dealing commission [deleted]

RCB 3.3 Asset pool notifications

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 3.6 Firms' cooperation with their auditors

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

PERG 2.5 Investments and activities: general

REC 3.4 Members of the management body and internal organisation

REC 3.14 Products, services and normal hours of operation

GENPRU 3.1 Application

SUP 17A.2 Connectivity with FCA systems

MAR 2.5 The Price Stabilising Rules: overseas provisions

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

MAR 10.4 Position reporting

SYSC 22.2 Getting, giving and updating references: the main rules

APER 4.4 Statement of Principle 4