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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

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BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2009

BIPRU 5.2 The central principles of credit risk mitigation

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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PR 5.6 Miscellaneous

EG App 3.1 The FCA

REC 4.2F Information gathering power on FCA’s own initiative

MAR 7A.5 Requirements when acting as a general clearing member

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

SUP 16.11 Product Sales, Performance and Back-book Data Reporting

CASS 7A.2 Primary pooling events

PERG 5.3 Contracts of insurance

SUP 15.2 Purpose

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K