Search Result

381 - 400 of 1181 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

EG 6.3 Decisions against ECA providers [deleted]

As Published: 2016

EG 6.3 Decisions against ECA providers [deleted]

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information