Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

…

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

…

MCOB 6.8 Home purchase plans

As Published: 2006

MCOB 6.8 Home purchase plans

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

COBS 19.4 Open market options

SUP 2.4 'Mystery shopping'

COND 1.1A Application

PERG 1.5 What other guidance about the perimeter is available from the FCA?

REC 3.15 Suspension of services and inability to operate facilities

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

SUP 11.5 Notifications by firms

CREDS 8.3 Approved persons

PERG 4.1 Application and purpose

GEN 6.1 Payment of financial penalties

REC 2.2 Method of satisfying the recognition requirements

EG 19.20 Payment Services Regulations 2017

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 4.3 Regulated activities related to mortgages

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

PERG 8.11 Types of exemption under the Financial Promotion Order

MCOB 6.8 Home purchase plans