Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

…

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

…

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 16.1 The FCA’s general approach to making disapplication orders

EG 10.1 Introduction

REC 4.2 The supervisory relationship with UK recognised bodies

EG 7.5 Payment of financial penalties

EG App 3.3 SFO

COND 2.2 Location of offices

SUP 10A.12 Procedures relating to FCA-approved persons

SUP 15.9 Notifications by members of financial conglomerates

SUP 6.1 Application, interpretation and purpose

SUP 12.1 Application and purpose

PERG 5.4 The business test

PERG 2.6 Specified investments: a broad outline

MAR 5A.8 Reporting requirements

EG 12.4 Liaison with other prosecuting authorities

EG 10.5 Section 198: the FCA’s policy [deleted]

APER 1.1A Application

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

REC 2.13 Promotion and maintenance of standards

PERG 9.7 The investment condition: the 'reasonable investor'

SUP 8A.2 Introduction and conditions