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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

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SUP 16.19 Immigration Act compliance reporting

As Published: 2014

SUP 16.19 Immigration Act compliance reporting

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

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REC 4.2E Information: compliance of UK recognised bodies with specified requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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