Search Result

201 - 220 of 1509 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language