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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

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COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

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COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

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FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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