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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 3.11 Not approving certain financial promotions

As Published: 2014

CONC 3.11 Not approving certain financial promotions

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions