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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

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CASS 6.7 Treatment of custody assets after a failure

As Published: 2017

CASS 6.7 Treatment of custody assets after a failure

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MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

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CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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EG 10.5 Section 198: the FCA’s policy [deleted]

As Published: 2016

EG 10.5 Section 198: the FCA’s policy [deleted]

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